Corporate Executive Services


  • Employee Stock Option Plans: Corporate and/or individual. All participants, to Section 16 personnel. We offer institutional brokerage rates on transactions, as well as Market Making availability. Development, implementation, maintenance, and consultative review of plan.



  • Employee Stock Purchase Plans: Development, implementation and maintenance, as well as administrative. We offer institutional brokerage rates on transactions, as well as Market Making availability.



  • Corporate Stock Buyback Programs:   SEC Rule 10b-18.   Consultation to execution.



  • Corporate Cash Management:  Auction Rate Pfds., Commercial Paper, Re-po’s, short term cash.



  • Sarbane-Oxley:   Section 16 personnel, Rule 144(k), Rule 701.



  • Retirement Plans: 401(k), Deferred Compensation, Defined Benefit Plan.



  • Insurance: Life, Whole Life, Term, Key Man, Annuities.



  • Relocation Services: Consultation, Mortgage Services, Realty Consultation.

 

  • On-site seminars:   We offer on-site educational seminars on YOUR plans, held with other vendors/service providers, for your personnel. Value added on your behalf. Financial Planning topics can also be added to curriculum.